Baton Rouge Securities Defense Lawyer

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Trusted Securities Defense Attorney in Baton Rouge

At Ezell Law Firm, LLC, we represent firms and registered professionals who are under investigation for or have been charged with a violation by the Financial Industry Regulatory Authority (FINRA), the U.S. Securities and Exchange Commission (SEC), or state securities regulators.

From our Baton Rouge office, we offer experienced representation to clients throughout Louisiana.

Defense For Allegations Of Misconduct

Our securities defense lawyers represent securities broker/dealers and registered representatives of broker/dealer firms who have been accused by a customer or a state or federal regulatory body of violating trade practices.

Legal Peace Of Mind Is Just A Click Away

Schedule A Consultation

Call For A Consultation 225-763-2272

We are able to defend you against a broad range of allegations, including:

Sales practice violations
Ponzi schemes
Insider trading
Net capital violations
Market timing and market manipulation

Experience You Can Trust

Attorney Andrew B. Ezell has been practicing for more than 35 years and was at one time a registered principal of a securities firm. He understands the nature of the business and circumstances that can cause misconduct claims, and he also possesses the experience to evaluate the relative provability of specific allegations.

Having seen the industry from the inside, and having a wealth of experience in building cases for trial, he is able to provide aggressive and authoritative defense against all types of allegations and claims. Whether you are currently under investigation, the proceedings in front of one of the regulatory agencies have already started, or you are facing criminal charges, Mr. Ezell has the skills to protect your freedom, rights and reputation.

Providing Knowledgeable Securities Representation

Contact us to learn more about how our experienced securities defense lawyers can help you with your legal matter. Call our law firm at 225-763-2272 or 888-511-8717 toll-free.

When starting my business I knew it was important to find a legal team that was intelligent, experienced and had the willingness to give my business the proper attention. The exceptional team of lawyers and…

Joseph Tucker

I whole heartedly recommend Ezell Law Firm for all of your legal needs. They represented me in a personal injury/products liability claim against a major automotive manufacturer. I would have been lost without their knowledge,…

Kimberly McCon

It has been a pleasure to work with Ezell Law Firm over the years. Starting in 2010, they have assisted us on many of our corporate legal documentation and contract review needs. They are consummate…

Jim DuBos

Ezell Law Firm has delivered positive results for our business for more than 15 years. They are committed to excellence and driven by a passion for perfection.

Captain A.J. Gibbs

Ezell Law Firm has represented the Lake Charles Pilots for over 10 years on both regulatory and other general legal issues. In addition to providing exceptional service, they have treated our association, employees and others…

Captain Brett Palmer

We have relied on Ezell Law Firm to provide efficient, effective representation for our self insurance fund members. They are committed to providing value for their clients with regular updates on the progress of your…

StanHarris

I’ve worked with Ezell Law Firm since 2010 and am very pleased with the firm’s results and quality of services. Ezell Law Firm represented my company in regulatory proceedings to obtain a long overdue water…

Vickie Atha

Andy and Monica Ezell have been a blessing in my life. They are always honest, caring, professional and empathetic to my needs. My companies have done business numerous times with Andy and Monica. Every business…

Brad McManus

I have worked with the Ezell Law Firm many times and they are excellent These guys are the BEST!!!!!!!!!!!!!!!!!!!!!!!!!! Professional, returns calls, knowledgeable, hardworking, respectful and I recommend them without limitation. and I recommend them…

Rickey Miniex

Long time client of the firm. Very satisfied with their knowledge of the law, advocacy and communication as issues progress. Thorough preparation from understanding the issue through trial (if necessary) and beyond. If you are…

Stan Harris

Very quick and professional

Richard Hanley

Friendly knowledgeable staff. Andy took time to explain the process and go over our families documents thoroughly. Excellent experience.

Jeffrey Broussard

Excellent service and always available to answer my questions!

Brian Belzer

Excellent knowledge of pilotage regulations and laws pertaining to same.

Karen smith

Terrific partner in assisting my company expand its regulated businesses into Louisiana. Technically competent, business savvy, and completely responsive to our needs. We are completely satisfied with the Ezell Law Firm and look forward to…

Russ Mitten

It was great to have ezell law firm work for me they don't treat you as a number they treat you as family. LAWERS FOR LIFE.

NED ROBINSON JR.

The Ezell Law firm has helped us solve several complex transitions in the state of LA

Jonathan Lamb

Accessible. Accommodating. Your Partners In The Legal Realm

We are not just your attorneys, but your partners in the legal realm. As in any partnership, we believe communication is key. We ask the right questions to learn about your situation and goals. Then we work with you to design a resolution strategy that makes the most sense for you or your business.

As your case progresses, you will find that we are easily accessible by phone, text or email. We strive to be accommodating in setting appointments around our clients’ busy schedules, even if that means early mornings or late evenings. We pride ourselves on creating a welcoming, helpful environment.