Baton Rouge Securities Defense Lawyer

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Baton Rouge Securities Defense Attorney

At Ezell Law Firm, LLC, we represent firms and registered professionals who are under investigation for or have been charged with a violation by the Financial Industry Regulatory Authority (FINRA), the U.S. Securities and Exchange Commission (SEC), or state securities regulators.

From our Baton Rouge office, we offer experienced representation to clients throughout Louisiana.

Defense For Allegations Of Misconduct

Our securities defense lawyers represent securities broker/dealers and registered representatives of broker/dealer firms who have been accused by a customer or a state or federal regulatory body of violating trade practices.

Legal Peace Of Mind Is Just A Click Away

Call For A Consultation 225-763-2272

We are able to defend you against a broad range of allegations, including:

  • Sales practice violations
  • Ponzi schemes
  • Insider trading
  • Net capital violations
  • Market timing and market manipulation

Experience You Can Trust

Attorney Andrew B. Ezell has been practicing for more than 35 years and was at one time a registered principal of a securities firm. He understands the nature of the business and circumstances that can cause misconduct claims, and he also possesses the experience to evaluate the relative provability of specific allegations.

Having seen the industry from the inside, and having a wealth of experience in building cases for trial, he is able to provide aggressive and authoritative defense against all types of allegations and claims. Whether you are currently under investigation, the proceedings in front of one of the regulatory agencies have already started, or you are facing criminal charges, Mr. Ezell has the skills to protect your freedom, rights and reputation.

Providing Knowledgeable Securities Representation

Contact us to learn more about how our experienced securities defense lawyers can help you with your legal matter. Call our law firm at 225-763-2272 or 888-511-8717 toll-free.

Practice Areas

Testimonials

Over 40 years of Experience

Accessible. Accommodating. Your Partners In The Legal Realm

We are not just your attorneys, but your partners in the legal realm. As in any partnership, we believe communication is key. We ask the right questions to learn about your situation and goals. Then we work with you to design a resolution strategy that makes the most sense for you or your business.

As your case progresses, you will find that we are easily accessible by phone, text or email. We strive to be accommodating in setting appointments around our clients’ busy schedules, even if that means early mornings or late evenings. We pride ourselves on creating a welcoming, helpful environment.

Call For A Consultation 225-763-2272

The Partnership

Begins With A Consultation

Andrew B. Ezell & Andrew K. Nicolas
Andrew B. Ezell & Andrew K. Nicolas

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